Web4.12(c)(3) (Pool level for CPOs of RICs) Registered CPO is provided relief to use substituted compliance if the pool is a Registered Investment Company (RIC) CPO CFTC Advisory 18-96 (Pool level for CPO) Registered CPO is provided relief from reporting and disclosure requirements for foreign pools U.S. CPO 4.23(c) (Firm level or Pool level for CPO) WebThe Commodity Futures Trading Commission (Commissionis proposing to ) amend the conditions in Commission regulation 3.10(c) under which a person located outside of the United States engaged in the activity a commodity pool operator (CPOof ; each person located outside of the United States a non-U.S. CPO) in connection with commodity …
Re: Amendment to Commission Regulation 3.10(c): Exemption …
WebDec 7, 2024 · Recent Regulatory Proposals Related to Commission Regulation 3.10(c) C. The 2024 Proposal II. Final Rule A. General Comments in Response to the 2016 and 2024 Proposals B. Reconsidering the 2016 Proposal and Comments Received 1. The 2016 Proposal's Amendments to Commission Regulation 3.10(c) 2. WebNov 5, 2024 · The amendments to CFTC Rule 3.10 (c) provide offshore CPOs who operate both offshore and U.S. pools additional legal and regulatory certainty and, with respect to … dgft online shipping bill
17 CFR § 3.10 - Registration of futures commission …
WebJun 8, 2024 · CFTC Regulation 3.10 (c) (3) provides an exemption from CPO registration to any person engaged in the activity of a CPO in connection with any commodity interest … Webregulation of commodity option transactions 33. 33.1 to 33.11. regulation of commodity option transactions that are options on contracts of sale of a commodity for future delivery 34. 34.1 to 34.3. regulation of hybrid instruments 35. 35.1. swaps in an agricultural commodity (agricultural swaps) 36 [reserved] 37. 37.1 to 37.1501. swap execution ... WebJun 9, 2024 · On May 28, 2024, the Commodity Futures Trading Commission (“CFTC”) approved proposed amendments to CFTC Regulation 3.10 (c), which currently provides a jurisdictional based registration exemption for non-U.S. commodity pool operators (“CPOs”) that operate non-U.S. funds with non-U.S. investors (the “Proposed Amendments”). cibc locked in rrsp